Administration and Governance

Course Synopses


CCFA 600 : Ethics in Finance

Course Description

Study of the Code of Ethics and Standards of Professional Conduct of Chartered Financial Analyst (CFA) Institute. Topics include professionalism and the integrity of capital markets, duties to clients and employers, investment analysis and recommendations, conflicts of interest, and responsibilities of CFA members and candidates.

Prerequisites

  • NONE

Corequisites

  • NONE

Schedule

Available Section(s) for Winter 2025 Term
Section CRN Day Offered Location
CCFA 600/781 1406 THU TBA

This Course was not Offered During Spring/Summer 2025 Term

The tentative timetable is not yet available for the Fall 2025 Term

The tentative timetable is not yet available for the Winter 2026 Term